fMENTORING
Chương trình mentoring của Sara Phuong
Giới thiệu bản thân
Passions in business transformation, risk management and compliance
Kinh nghiệm làm việc
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Vice President, Market and Liquidity Risk Management
UOB
Market surveillance:
- Monitoring wash trade, off-market rate transaction, internal rate risk transfer, front running, FX global code check
- Investigation of the breaches and escalation of genuine exceptions
Product control and governance:
- Control P/L by products and desks, investigate if any significant variance and comments for traders’ sign-off
- Checking P/L exceptions, Day 1 large P/L by transaction
- Monitoring stop loss limits, escalate the potential risks of limit breaks
Valuation Reserves computing:
- Calculating the valuation reserves for designated products (Fixed incomes, FX products and derivatives) -
Compliance and Legal Manager
Daegu Bank Ho Chi Minh City Branch
- To support the process of establishing Daegu Bank HCMC Branch in variety of areas including compliance, legal, risk, accounting, operations, system development, recruitment, etc.
- Establish the procedures, manual and internal regulations
- Review the contracts and other legal documents
- To support the Branch’s licensing process
- Set up risk management of the Branch, prepare the risk policies
- To advise daily business, new products and related process
- Liaise with the law firm for legal issues
- To contact and maintain sound relationships with SBV and other authorities -
Compliance Manager
Commonwealth Bank
- Oversight of market risk, operational risk, regulatory compliance and liquidity for Vietnam banking operation ensuring compliance with Group and local regulatory reporting requirements
- Manage resolution for market risk issues, including investigation and reporting of breaches
- Review and recommend the updates or improvements for existing business policies and procedures
- Provide consultative advice on various Bank areas
- Develop and review the business models, policies, procedure and process
- Identify business areas need to be changed or improved for compliance, design and implement an effective compliance framework
- Do the stress test for Basel II application
- Liase and maintain good relationships with internal and external partners (Group Risk and Compliance, Regulators, etc.) -
Chief of Accounting Section
MUFG
- Supervise accounting activities and taxation
- Manage regulatory reportings to regulators including SBV, NFSC, DIV, MOF, DPI, Tax
- Laise and maintain good relationship with key regulators and partners
- Develop in house tools including reconciliaton tool, prepare Business Requirement Document for SBV reporting system development
Quá trình học tập
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University Of Economics Ho Chi Minh City
Bachelor of Laws - LLB
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The University of Salford
Master of Laws - LLM, International Commercial Law
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University of Liverpool
Postgraduate Diploma with Merit, International Accounting and Finance
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University of Canberra
Master of Arts in TESOL, English
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Foreign Trade University
Bachelor's degree, Foreign Trade
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Foreign Trade University
Bachelor's degree, Foreign Trade
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University of Humanities and Social Sciences
Bachelor's degree, English
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